-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F7jnSNu/R50GsRSBMeHuWPU1UK90ImT0Ch2vPdrsyelKq3aDh94+onVyXvRpc9B/ odxWy3O8dymEImY5ZQuYsw== 0000950116-99-002340.txt : 19991228 0000950116-99-002340.hdr.sgml : 19991228 ACCESSION NUMBER: 0000950116-99-002340 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991227 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 522102424 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-57351 FILM NUMBER: 99780990 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ETRA STEVEN CENTRAL INDEX KEY: 0001052565 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 068380835 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: ELK ASSOCIATES FUNDING CORP STREET 2: 747 THIRD AVE, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: ELK ASSOCIATES FUNDING CORPORATION STREET 2: 747 THIRD AVE, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D 1 ------------------------------------------- OMB APPROVAL ------------------------------------------- OMB Number: Expires: Estimated average burden hours per form................... ------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 AMERITRANS CAPITAL CORPORATION ---------------------------------- (Name of Issuer) COMMON STOCK, $.0001 PAR VALUE ---------------------------------- (Title of Class of Securities) 03073H108 ---------------------------------- (CUSIP Number) CRAIG STURSBERG & VEITH 405 LEXINGTON AVENUE, SUITE 4949, NEW YORK, NY 10174-4902 (212) 922-1177 ---------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 12/16/99 ---------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement of Schedule 13G to report the acquisition which is the subject of the Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [X]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) CUSIP No. 03073H108 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON STEVEN ETRA ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* SC The shares were acquired as part of a share exchange, on a one-for-one basis, with Elk Associates Funding Corporation - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 55,494 BENEFICIALLY -------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 77,522 REPORTING -------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 55,494 -------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 77,522 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 133,016* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ X ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.62% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Schedule 13D/A Item 1. Security and Issuer This statement relates to the Common Stock, $.0001 Par Value of Ameritrans Capital Corporation, 747 Third Avenue, 4th Floor, New York, NY 10017. Item 2. Identity and Background (a) Steven Etra (b) Manufacturers Corrugated Box 58-30 57th Street Naspeth, NY 11378 (c) Corporate Executive (d) None (e) None (f) USA Item 3. Source and Amount of Funds or Other Consideration The shares were acquired as part of a share exchange, on a one-for-one basis, with Elk Associates Funding Corporation. Item 4. Purpose of Transaction See Item 3. Item 5. Interest in Securities of the Issuer See Items 7 through 13 of this Schedule 13D. To the knowledge of Steven Etra, the issuer has 1,745,600 shares of Common Stock, par value $.0001 per share outstanding on the date hereof. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. Item 7. Material to be Filed as Exhibits None Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 27, 1999 /s/ STEVEN ETRA ----------------------------------- Signature STEVEN ETRA ----------------------------------- Name/Title Excludes 17,500 options for the purchase of 17,500 shares of common stock, par value $.0001, which options are exercisable immediately and expire ten years from the date of grant. Also includes 25,022 shares held with his wife as a joint tenants and 27,000 shares held by his wife. Also includes 1,500 shares held by Mr. Etra's son. Includes 10,000 shares held by SRK Associates, LLC, a limited liability company controlled by Mr. Etra and 10,000 shares held by Lance Property Developmenbt Pension Plan of which pension plan Mr. Etra is a trustee. -----END PRIVACY-ENHANCED MESSAGE-----